action is based on the authority granted by the SET and TFEX regulations, which have been approved by the SEC Board and the Capital Market Supervisory Board (CMSB) to address incidents that could impact
สอดคล้องกับทั้งบริบทของตลาดในประเทศและเป็นไปตามมาตรฐานสากล ซึ่งจะช่วยส่งเสริมการลงทุนเพื่อความยั่งยืน บุคคลในภาพ (จากซ้ายไปขวา): 1. Peter Bakos, Head of the Market Surveillance and Issuer Supervision
2024, titled “Shaping Tomorrow: Exploring the Intersections of Aging Society, Economic Dynamics, and Innovation.” The event was organized by the Association of Capital Market Academy (ACMA) in
collaboration of capital market partners, business organization and government agencies, i.e. (1) the Stock Exchange of Thailand (SET), (2) the Federation of Thai Capital Market Organizations (FETCO), (3) the
การดูแลผู้ลงทุน ณ สำนักงาน ก.ล.ต. เมื่อวันที่ 18 พฤศจิกายน 2563 นอกจากนี้ ที่ประชุมยังมีการหารือเกี่ยวกับเสถียรภาพระบบการเงินในส่วนของ market-based finance ที่ IOSCO ดำเนินการร่วมกันกับ Financial
is designed to encourage and support capital market intermediaries to have a cyber resilience, as well as to prepare playbook for cybersecurity incidents, which is an important part of the
may affect investors. The SEC however will continue overseeing the testing of the system closely. The implementation of blockchain technology to support capital market processes under regulatory
Before providing investment service in the capital market, intermediaries, such as securities companies and asset management companies, must know their investors or clients’ detailed information
emerging market situations.SEC has proposed to revise the guideline on maintaining liquidity of fixed income funds in order to match their redemption and settlement policies by requiring fixed income funds
investment. The conducts of all three contravened rules and regulations set forth in the Notification of the Capital Market Supervisory Board. In particular, both {D} and {A} failed to properly discharge