personnel to perform in accordance with the policy and measure thereof; (7) being able to demonstrate that the applicant would have fit and proper operating system to perform trust business; (8) being able to
the clearing and settlement system of securities. Clause 7 Where the securities clearing house requires the members to place margin or assets for covering risks, it shall clearly disclose the guideline
control of outstanding derivatives positions of members and risk incurred by each member to the clearing system. Clause 7 Where the derivatives clearing house requires the members to place margin or assets
. For example, investors must receive copies of the investment unit purchases or sale orders with transaction details entered, and the amounts from the operating system of the fund or banks or asset
-Your-Customer/Customer Due Diligence: KYC/CDD system, causing the company to be fined by the Settlement Committee at the amount of 1,101,000 baht. Moreover, the SEC has suspended approval of two AEC
work systems of AEC, especially the Know-Your-Customer/Customer Due Diligence: KYC/CDD system, causing the company to be fined by the Settlement Committee at the amount of 1,101,000 baht. Moreover, the
Company to accommodate the new sales channel via the Internet. This objective shall be added as: “Clause 28 conducting business regarding the sales of product via the internet system.”; and 6) To propose
Transaction The Company received Baht 42 million (“forty-two million baht”) Terms of payment within 75 days from the date of signing the contract. 4. Benefits expected to be generated as the result of the
recognized income of Baht 211.04 million in proportion of project completed in the production line project and the production line testing, Total contract value of 255 million Baht. The project period ended 19
; Providing the short-term property rental (1-year contract) The meeting resolved to approve providing the short-term property rental to Inoac (Thailand) Company Limited. Such a transaction is also considered