Bangkok, July 7, 2014 ? The SEC revised rules on mutual fund selling agents to allow additional channels for investment in mutual funds, expected to put into effect by early August 2014.Vorapol
, 2013 on their impression in information, activity and service offered by the booths, the ?SEC Investment Academy?, a source of knowledge for new investors, drew most votes for ?The Best Information Booth
REIT trustee must be independent from REIT manager. For the participation in REITs related businesses, such as underwriting or financial advisory service, a Chinese wall to prevent conflicts of interest
Bangkok, April 8, 2015 ? The SEC notified Thai Industrial & Engineering Service Plc. (TIES) to rectify its 2014 financial statements. TIES has to file with the SEC and publicly disclose its rectified
Bangkok, May 22, 2015 ? The SEC did not grant Thai Industrial & Engineering Service Plc. (TIES) a waiver for postponement of submission of the company?s rectified and audited 2014 financial
well as post-sales processes, by requiring intermediaries to improve effectiveness of internal communication with their salespersons and laying down effective monitoring system to ensure service quality
Bangkok, February 14, 2013 ? The SEC encourages the public sector to raise funds and improve their operations via the capital market, with infrastructure funds, securitized bonds and scripless forms
+, which is the service of Zipmex Pte. Ltd, and gained benefits from digital asset exchange fees. Additionally, such operation of Zipmex had no measure to protect the conflict of interest and to control the
Mr. Bhusana Premanode During 13 May 2015 to 17 August 2016, Mr. Bhusana Premanode, while being director and executive of International Engineering Public Company Limited (IEC), performed his duties