by the intermediary. Clause 10 In case of doubt whether or not the assets segregated and managed by the SEC Office are clients’ assets, the SEC Office shall settle such assets with the official
Regulations No. 5 (B.E. 2539 (1996)) issued by virtue of the Securities and Exchange Act B.E. 2535 (1992), whether before or after the effective date of this Notification, shall be exempt from payment of the
underwriting as per the Ministerial Regulations No. 5 (B.E. 2539 (1996)) issued by virtue of the Securities and Exchange Act B.E. 2535 (1992), whether before or after the effective date of this Notification
company that provides a custodian service for assets of its clients, whether for the purpose of custody, or purchasing or selling, or borrowing or lending securities, or securing securities purchase or sale
as attached to this Notification by the seventh day of the following month. (3) Report on clients’ assets: Any securities company that provides a custodian service for assets of its clients, whether
this Notification by the seventh day of the following month. (3) Report on clients’ assets: Any securities company that provides a custodian service for assets of its clients, whether for the purpose of
financial institution or juristic person shall not be representative for sale or acceptance of redemption of investment units in Thailand whether directly by itself or through its representative office
such financial institution or juristic person shall not be representative for sale or acceptance of redemption of investment units in Thailand whether directly by itself or through its representative