underwriting as per the Ministerial Regulations No. 5 (B.E. 2539 (1996)) issued by virtue of the Securities and Exchange Act B.E. 2535 (1992), whether before or after the effective date of this Notification
company that provides a custodian service for assets of its clients, whether for the purpose of custody, or purchasing or selling, or borrowing or lending securities, or securing securities purchase or sale
as attached to this Notification by the seventh day of the following month. (3) Report on clients’ assets: Any securities company that provides a custodian service for assets of its clients, whether
this Notification by the seventh day of the following month. (3) Report on clients’ assets: Any securities company that provides a custodian service for assets of its clients, whether for the purpose of
financial institution or juristic person shall not be representative for sale or acceptance of redemption of investment units in Thailand whether directly by itself or through its representative office
such financial institution or juristic person shall not be representative for sale or acceptance of redemption of investment units in Thailand whether directly by itself or through its representative
whether directly by itself or through its representative office. Clause 3. In order to ensure that representatives shall render services with honesty and due care for the best interest of investors as well
securities or capital markets or other similar lines of work, regardless of whether the operation of such line of work is to provide services for other persons or for the benefit of the company itself; (4