brokerage, securities dealing, investment advisory, securities underwriting, mutual fund management, private fund management and derivatives agents, etc. 

Advisory Services บริษัท อีวาย คอร์ปอเรท เซอร์วิสเซส จำกัด  - Dr.Theresa Devasahayam, ASEAN LCEP Gender Lead  นางช่อทิพย์ เศวตรุนทร์ ผู้อำนวยการ ฝ่ายตราสารหนี้ ขณะ

digital asset dealer.Compared to securities business, digital asset businesses have not yet expanded into digital asset advisory service and digital asset fund management. Earlier, securities companies

of research analysis by non-licensed business operators may be regarded as carrying out the investment advisory service business because such promulgation must only be made by a licensed business

-up capital of 500 million baht for undertaking the following businesses ? brokerage, dealing and underwriting of securities, investment advisory, mutual fund/private fund management, securities

December last year.    The SEC therefore instructed the offerors and their financial advisor Finnex Advisory Co., Ltd. to revise the tender offer documents by adjusting the offer price according to the said

), private equity trust and ASEAN CIS. Therefore, banks and their subsidiaries could seek business opportunities and expand customer base from providing financial advisory services or becoming DR

apply for the Type D license (limited brokerage, dealing or underwriting of investment units) and investment advisory service license. The revisions would help investing public to have greater access to

e-service Online Submission See canceled document Investment Advisory >> Business Operation Rules   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange

from the Minister of Finance. Since 2018, three types https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10423 SEC opens for public comments on supervision of “ Digital Asset Advisory Service