Commission KorThor. 16/2555 Determination of Types of Securities Having Characteristic Similar with Investment Units 21/12/2012 16/01/2013 3. Notification of the Securities and Exchange Commission KorKhor
/2557 Rules on Units of Foreign Collective Investment Scheme Exempted from the Provisions of Public Offering for Sale of Securities 30/05/2014 01/07/2014 2. Notification of Capital Market Supervisory
securities-clearing (back-office function) including the segregation of reporting line of the personal in the segregated units and there should be a person responsible for https://publish.sec.or.th/nrs
-office function) including the segregation of reporting line of the personal in the segregated units and there should be a person responsible for https://publish.sec.or.th/nrs/3814pe.doc แบบแสดงรายการ
results Sort by: Relevance Date (Newest) Date (Oldest) HouseStyle agreement between the issuer and the holder, and shall include any other electronic data units of right as specified in the notification of
- 9 of 9 results Sort by: Relevance Date (Newest) Date (Oldest) HouseStyle agreement between the issuer and the holder, and shall include any other electronic data units of right as specified in the
- maturity; (4) investment in the units of a property fund or an infrastructure fund may be made; (5) investment in the units of a mutual fund for which the intermediary has obtained a permission from the SEC
other laws: (a) securities financing business; (b) brokerage, dealing or underwriting of any securities, which is not limited to debt securities or the units ; (c) brokerage, dealing, or underwriting
not limited to debt securities or the units; (c) brokerage, dealing, or underwriting limited to units which: 1. has securities portfolio; 2. provides services of trading investment units, registered as