Rehabco sector so as for the company to resume its sectoral trading in 2008. In this regard, the DSI and the SEC cooperatively took further investigation and found more evidence leading to three more counts

suspended three other securities investment consultants, namely (1) {B}, (2) {C}, and (3) {D}. The sanctions took effect from March 11, 2014. The SEC found in the course of its routine inspection of Country

lodged by client and examination report of RHB OSK Securities, the SEC further probed into the case and found that {A}  traded securities on behalf of a client of {B}. {B} was a {A}'s subordinate and took

accounts. Those orders were submitted without sources and {ก} admitted that he took trading orders via mobile phone. In addition, he received the trading orders from one client for another client's

tender offer for acquisition of all MAKRO shares at the same price. The individuals from (1) to (4) took advantage of the material, non-public information which some of them had learned while working in

the person not the owner of such securities trading account and took trading orders via mobile phone. Receiving trading orders from a person other than the owner of securities trading account and

suspension: 4. {E} of Classic Gold Futures Co., Ltd. gave the company's client information for other securities companies to solicit such clients to open trading accounts with them. He also took the account

offenders through trading accounts of different persons. Such tradings took place in concealment to mislead the public to believe that the trading volumes were substantial or the share prices genuinely

Miss Tanika Tangpoonphonvivat During the period of 21 March 2014 to 3 June 2014, Miss Tanika Tangpoonphonvivat and Mr. Sittichai Leeswadtrakul used and/or took control of 29 trading accounts of other

Mr. Sittichai Leeswadtrakul During the period of 21 March 2014 to 3 June 2014, Mr. Sittichai Leeswadtrakul and Miss Tanika Tangpoonphonvivat used and/or took control of 29 trading accounts of other