Responsible Investment in Practice forum has provided insights on approaches that would be most impactful for the Thai market and we look forward to participating in similar dialogues in the future
: Given over 2,000 million Facebook users worldwide, Libra will likely bring broader impacts. Cross-border fund transfer among individuals will be more efficient and be made instantly, similar to sticker
day and the numbers of bills of other similar restaurants. In addition, there is a marketing plan to increase customers in order to meet the target. The independent financial advisor had estimated
.? These kinds of incidents took place repeatedly, but the company which was under his direct supervision did not conduct proper examination.?In 2014, the SEC found a similar misconduct and took legal action
Office of the Attorney General.? Besides, another similar offence that the SEC filed additional criminal complaint against Wichai on April 29, 2011 is under the DSI?s investigation. NIPPON has, however
basis.This initiative also complements a similar initiative by the International Forum of Independent Audit Regulators (IFIAR) in March 2016 to achieve a targeted reduction in audit inspection findings
without fully explaining the fund's features nor giving the fund fact sheet to the client for self-study. The client misunderstood that the trigger fund was a fix-income fund similar to the product of the
. Investment limit in sukuk and Islamic deposit will be similar to that in debt instrument and deposit of financial institution. Prior to making investment, the management company must prudently consider risks
. This involves interconnection among stakeholders with relevant, similar issues to create a well-balanced market ecosystem,? said SEC Chief. Communication and education will be emphasized, apart from
of work relating to provision of securities services, securities operation or research on securities or capital markets or other similar lines of work, regardless of whether the operation of such line