Bangkok, March 12, 2013 ? The SEC is seeking public comment on proposed regulatory revisions to increase the numbers of intermediaries for the sale of investment units and investment advisors in the capital market. This is to allow existing business operators, apart from securities companies, financial institutions, or newly established companies as specified in the current ministerial regulation, to apply for the Type D license (limited brokerage, dealing or underwriting of investment units) an...
รับฟังความเห็นต่อการปรับปรุงประกาศ Exchange rules และร่างประกาศ