Regulation is expected to take effect in the third or fourth quarter this year.   SEC is therefore proposing the amendment to the related rules to accommodate securities business undertaking in accordance

Bangkok, 18 October 2016 ? The SEC is seeking public comments on the proposed rules concerning provision of securities and derivatives trading services with limited discretion according to clients

Bangkok, March 12, 2013 ? The SEC is seeking public comment on proposed regulatory revisions to increase the numbers of intermediaries for the sale of investment units and investment advisors in the capital market. This is to allow existing business operators, apart from securities companies, financial institutions, or newly established companies as specified in the current ministerial regulation, to apply for the Type D license (limited brokerage, dealing or underwriting of investment units) an...

รับฟังความเห็นต่อการปรับปรุงประกาศ Exchange rules และร่างประกาศ