on disclosure of financial condition and operational result of the foreign bank branches as well as to require the branches provide the issuer rating in issuing the debt securities.The consultation

ให้ RML ปฏิบัติฝ่าฝืนกฎหมาย นายสถาพรจึงต้องรับผิดกรณี RML ปกปิดข้อความจริงเกี่ยวกับข้อมูลการปรับลดข้อมูลผลการจัดอันดับเครดิตองค์กร ("credit rating") ซึ่งควรบอกให้แจ้งในแบบ Filing ในสาระสำคัญ

(cherry picking) โดยอย่างน้อยต้องเป็นไปตามหลักเกณฑ์ ดังต่อไปนี้ (1)  บริษัทจัดการต้องใช้อันดับความน่าเชื่อถือของตราสารหรือสัญญา (issue rating)  หากไม่มีบริษัทจัดการสามารถใช้อันดับ

organization and resources to be used for risk management operations, in line with risk management policy. This strategy must enable effective analysis, assessment, evaluation and monitoring of risk management

the ESOP warrants because there had been changes to the Board of Directors. 5. That the TRIS Rating for the year 2018, be acknowledged. TRIS Rating affirms the company rating of the Company at “A-”. At

Rating Co., Ltd. (TRIS Rating), said, “The TRIS Rating will revise procedures for screening issuers of new securities to make them more stringent, with careful consideration particularly on those getting

governance and regulatory requirements for new directors and executives  Undertaking continued training and evaluation of employees’ knowledge of compliance with the Code of Conduct and Anti-Corruption Policy

governance and the Code of Conduct for new executives - Organizing lectures on good corporate governance for KBank executives 10 - Undertaking continued training and evaluation of employees’ knowledge of

for them on these issues  Holding a lecture on Governance, Risk Management and Compliance (GRC) for executives  Organizing training and evaluation of employees’ knowledge of compliance with the Code

for their annual acknowledgement. Training and evaluation of employees’ knowledge of compliance with the Code of Conduct and Anti-Corruption Policy were also undertaken via the KBank e-Learning system