has prepared its cash flow by managing costs appropriately and being more careful with investment plans for preventing unforeseen situations. Quarter Quarter Quarter Quarter Quarter 3/2019 4/2019 1/2020
appropriately responsible for the accommodations and travelling expenses truly incurred from such visit, and the SEC Office may set a clear criterion for this matter. Clause 4 The information or documentation
correctly, completely and up to date, and shall keep them for not less than two years from the date of preparing such document evidences: (1) information of a customer using for supplementing the giving
correctly and completely in all material respects. In this regard, as evidence that each and every page of the documents is of the exact documents to which I have certified, I have authorized………………………………………to
the duties of fund supervisor correctly and completely; 3. Systems for supervising the custody agent to perform the duties delegated by the registered person, as specified by the Notification of the
the duties of fund supervisor correctly and completely; 53. Systems for supervising the custody agent to perform the duties delegated by the registered person, as specified by the Notification of the
the SEC Office both printed document and electronic form shall contain the correctly consistent statement and shall not contain any false statement or conceal any material facts which should have been
) receiving and managing complaints appropriately; (e) taking action against members who violate or fail to comply with standards and ethics regarding appraisal profession; 9 (f) organizing training courses
. . Clause 9.11 Repealed. Clause 10.12 Repealed. Clause 11. The investment advisory company shall prepare the following document evidences correctly, completely and up to date, and shall keep them for not less