ตลาดหลักทรัพย์ . Derivatives broker shall arrange to have information system to ensure the information related to undertaking derivatives business, both in document or electronic format, are accurate, complete
demonstrating a comparison between the laws and regulations of Home and Host regulators relating to management of NRI CIS ( issued by CIS Operator ) 9. A fee of THB100,000 (VAT exclusive) payable in the form of
document demonstrating a comparison between the laws and regulations of Home and Host regulators relating to management of NRI CIS (issued by CIS Operator) 9. A fee of THB100,000 (VAT exclusive) payable in
of close associates. As a result, NUSA was required to amend its financial statements to ensure disclosure of accurate information. However, it has been found that the annual financial statements for
accurate, complete, and up-to-date documentation by DA operators, including the safekeeping of client assets and the transactions of investment management. The proposed amendments would provide the SEC
records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. In September 2021, the SEC
accurate records of clients trading orders. Upon the SEC regular investigation on nine securities firms and random inspections on trading orders sent by phone and at the trading room, the investor contacts
in the account and according to the Public Act 115. Agenda 5 Approve to write off accumulated loss by using the premium on share. Opinion of the Board of Directors See as appropriate for the
% Premium on ordinary shares 802,590 9% 1,169,345 14% 1,169,694 17% 1,169,694 25% Share premium on ordinary shares of subsidiaries 94,329 1% 95,398 1% 96,605 1% 96,939 2% Warrants 14,287 0% 18,665 0% 30,012 0