to enable proper functioning of SOQM? 2 How does the firm manage the information system (including the use of paper-based and electronic forms) to ensure that it https://www.sec.or.th/TH/Documents

on Integrated Reporting: a Cluster-Based Comparative Study of Thai-Listed Companies”Research Direction: “The Rise of Finfluencers: Mapping the Landscape on Thailand’s Capital Market”การนำเสนอผลงานวิจัย

principle-based advertising guidelines are sufficiently appropriate and consistent with securities regulations;              (3) Standardize the warning notices as a single, most stringent format that covers

institutional investors without requiring to assess the qualifications of the underlying clients for investor classification purposes*. This approach is based on the fact that private funds are managed by

(disclosure-based) for timely information disclosure without imposing an undue burden on the issuer. The amended regulations are summarized in the following details.  1. In addition to the existing requirements

an enforcement of investors’ rights in some issues which are activities occurring outside blockchain* and are not based on the smart contract. Such activities include rent fee collection and payment

. Under the sandbox regime, ThaiBMA has set up a DLT-based bondholder data storage system, which will allow entities related to issuance and offering of bonds – i.e., investors, issuers, underwriters

-based) มากขึ้น มีความยืดหยุ่นและสอดคล้องกับลักษณะของธุรกิจที่มีความหลากหลาย แทนการออกกฎเกณฑ์ที่ลงรายละเอียดและตายตัว ครอบคลุมในหลายด้าน อาทิ โครงสร้างองค์กร ความพร้อมของบุคลากร การกำหนดค่าธรรมเนียม การ

(Securities and Exchange Commission of Cambodia : SECC) ร่วมกล่าวเปิดงานสัมมนาออนไลน์ ในหัวข้อ “The implementation of Risk-based Approach Compliance Review Methodology for Financial Reporting of Listed

King’s Coronation, which the SEC and 12 other capital market organizations co-launched on 14 August 2019 to encourage organizations and personnel in the capital market to make useful contributions based