preventive measures to the Office, but shall instead submit a copy of the documents certified by the fund supervisor indicating that the incorrect unit price is caused by external factors which are
use to provide service and store document; (2) arrange to have a notice board, which can clearly be seen, indicating the nature of services to be provided on the area under (1). Clause 9. The branch
seen, indicating the nature of services to be provided on the area under (1). Clause 9. The branch office shall operate within the scope that has been permitted and it does not need to provide every
extending the liquidation period indicating the reasons for such request. The Office may grant a waiver on the liquidation period and may order the liquidator to undertake any specific actions to accelerate
Notification, but there is a certain fact indicating that the purpose or the substance of such offering is to avoid any provision of the law on Securities and Exchange1 or this Notification; (2) the offer for
flow ratio were all deteriorated due to repayment of long term loan and dividend payment. However, the company’s performance still showing the reliable operating cash inflow which resulted to the
intends to share the branch manager with other full-service branch offices such securities company shall submit the application together with document evidence showing the details of management plan and