to operate any of the following types of securities businesses – namely (a) securities brokerage, dealing, or underwriting, regardless of the types of securities, or (b) securities brokerage

regarding the offering of sustainability-related digital tokens, namely green tokens, social tokens, sustainability tokens and sustainability-linked tokens to be in line with the regulations regarding other

The amended regulations on the reporting of changes involve securities, namely shares, convertible securities and derivatives held by directors, executives and auditors of listed companies.** By

their assets.   Additionally, the SEC Board has issued a temporary order prohibiting five of the offenders, namely (1) Mr. Chanin Yensudchai, (2) Mr. Vonnarat Tangkaravakoon, (3) {A}, (4) Mr. Sathar

Companies.” Representatives from listed companies, namely Ms. Jareeporn Jarukornsakul, Chairman and Group CEO, WHA Corporation Public Company Limited, Mr. Phongthon Tharachai, CEO, Project Planning

listed companies, namely Ms. Jareeporn Jarukornsakul, Chairman and Group CEO, WHA Corporation Public Company Limited, Mr. Phongthon Tharachai, CEO, Project Planning Services Public Company Limited, Mr

, including experts and experienced persons in the bond market, namely (1) SEC Secretary-General, (2) Mrs. Pornanong Budsaratragoon, (3) Mrs. Pattera Dilokrungthirapop, (4) Mr. Arsa Indaravijaya, and (5) Mr

types of securities business license, namely (1) Type E Securities Business License* for equity instruments, and (2) Private Fund Management License. The proposed amendment aims to increase choices of

. Pursuant to the amended rules, the approval process is now divided into two steps, namely: (1) examining the qualifications and appropriateness of the required work systems according to the application

principles for amending the Securities and Exchange Act B.E. 2535 (1992) in three major areas, namely: (1) the granting of approval to audit firms and auditors in the capital market, (2) the collection of