units. At least, no persons shall be assigned to be responsible for the entire process of work in such a manner that may give him an opportunity to commit frauds. Clause 11 A securities company shall
under the first and second paragraph in complete and up-to-date manner that can be promptly retrieved and inspected by the SEC Office.” Clause 4. This Notification shall come into force as from 1 January
manner that is not subject to Chapter 3 Public Offering of Securities may file an application with the SEC Office requesting an inspection as to whether units of foreign ETF under such application are
related person under Section 89/14; (2) entering into transaction with significance to foreign ETF under Section 89/29; (3) acting in any manner to persuade unit holders of foreign ETF to give proxy to vote
company closely monitors the situation in order to adjust strategy, management, and resolve any situation in a timely manner. For the collective financial statement, the Company Group earns from
, executive or employee of other company that undertakes the business in similar manner or competes with the business of management company except where management company demonstrates that the organizational
concerning offerings of covered funds in the same manner as offerings under ASEAN CIS and ARFP, mutatis mutandis . · In the case where a covered management company in Hong Kong no longer wishes to offer a Hong
Companies shall comply with the provisions concerning offerings of covered funds in the same manner as offerings under ASEAN CIS and ARFP, mutatis mutandis. - In the case where a covered management company in
businesses from providing services in a manner which facilitates or supports the use of digital assets as a means of https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=777 สธ. 22/2565 เรื่อง หลักเกณฑ์ในราย
in a manner which facilitates or supports the use of digital assets as a means of https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=777 สธ. 22/2565 เรื่อง หลักเกณฑ์ในรายละเอียดเกี่ยวกับการโฆษณาและการ