Office’s approval, thereby having a possibility to cause a lack of confidence in the business of investment management as a whole or giving rise to damage to the reputation or the financial condition or the
person giving investment consultation to investors, relating to solicitation for investment or providing consultation for trading or investing in capital market product, without planning or analyzing of
such newly issued securities, together with payment of fees as prescribed by the Office. Granting of such waiver shall be subject to the following rules: (1) The shareholders’ meeting of the business
monthly remuneration of Baht 315,000 per month from the Company. Total monthly remuneration for 1 year will be Baht 3.78 million. In addition, the Company may consider giving her a discretionary bonus. The
advice to others, whether directly or indirectly, concerning derivatives or advisability of trading in derivatives, and has been licensed or registered under this Act, excluding those persons whose giving
Giving of Advice to the Public Which Securities Companies Licensed to Undertake Securities Business in the Category of Investment Advisor Are Not Allowed to Do 03/08/2009 01/09/2009 Contact The
LIMITED Feb 15, 2024 51 HIPPO WEALTH INVESTMENT ADVISORY SECURITIES (THAILAND) COMPANY LIMITED Mar 11, 2024 Note : * Limit scope of business to giving investment advice through medium and carried out
in accordance with the SDGs” Mrs. Sunanta Tiasuwan, Vice President of Global Compact Network Thailand, said: “This year, GCNT is giving more emphasis on building the understanding of sustainable