at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=627. Stakeholders and interested parties are welcome to give comments and suggestions via SEC website: www.sec.or.th/hearing, or email: nuchanat
affected client. Nuchanart’s demeanors above were wrongful acts against investors, which were deemed failure to perform duties or give services with loyalty in accordance with the Notification of the
instruments type 1 is allowed to give advice to investors about capital market products without complex features and products with high risks or complexity of all types. Ex., investment units of mutual funds
Lor Thor. 48/2560 Re: Rules on Personnel in the Capital Market Business (No. 7) dated 30 August 2017. ** An investment consultant for complex instruments type 1 is allowed to give advice to
continues. SEC has therefore filed a criminal complaint against Artit with ECSD. Any person suffering damage from his acts should call ECSD at 0-2237-1199 to give information for pursuing further
. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=641. Stakeholders and interested parties are welcome to give comments and suggestions via the website or
additional explanations attached thereto. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=702. Stakeholders and interested parties are welcome to give comments and
investors. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=719. Stakeholders and interested parties are welcome to give comments and suggestions via the website or
case above can give more information to the ECD at 0-2237-1199 for further investigation and legal action. In any case, filing a criminal complaint commences the criminal justice administration