1 (IC complex 1**) for 10 years, effective from 27 September 2023.***In deliberating the imposition of administrative sanctions above, the SEC has taken into account the following factors, i.e
expenses. Besides, low-risk products offer low-return, while high-risk-high-return products come with high volatility. All of these factors make it more challenging to ensure sufficient post-retirement
education, experience, investment goals, investment conditions and restrictions. It is important for investment consultants to exercise due care and clearly explain risk factors involved in mutual fund
-entities. To utilize the benefit of crowdfunding, the business-entities should be legally established, efficiency managed, and highly transparent. These key factors will enhance the trustworthy of the
market.? Hence, we take all factors, such as growth, market development, social changes and disruptive technologies, into account in discharging such duty. These changes inevitably affect the way funds are
high P/E ratio and cash balance securities as well. This will provide the investors with an opportunity to learn more of useful information and make their investment decision based on fundamental factors
considered.*** In determining the aforementioned period, the SEC has taken into account the following factors: relevant roles, behaviors of the person under consideration, any penalties already imposed
applications for approval as capital market business personnel for a period of four years, effective from 28 April 2026***.In determining the aforementioned period, the SEC took into account several factors
submit to the SEC, the reasons for such difference, including the factors that have affected the rating outcome.The consultation paper is available on the SEC website (www.sec.or.th) at https