.  _________________________Remarks: * The domination of trading orders refers to the execution of bid and offer orders in large volumes. The practice may aim to mislead other investors by creating a false impression of escalating bid

inspections on the company’s business undertakings in its capacity of private fund management as licensed under Type C Securities Business License, it was found that the company: (1) had presented false and

as originally intended by the investor. In so doing, she made and sent false documents to the investor to lure the investor into believing that the subscription transactions had been executed

treatments of clients? assets with the intention to conceal, fabrication of false evidence, exploitation of investors? trading accounts for their own personal gains or others?. In addition, Panita made trading

มี้ลกัษณะ เป็นการเอาเปรียบบุคคลอืน 9 2. การเผยแพร่ข้อมูลอนัเป็นเท็จหรือทําให้สําคัญผิดในสาระสําคัญ (dissemination of false or misleading information)7 แนวทางแกไ้ขเพิมเติม (ก) รวมบทบญัญติัเกียวกบัการบอกกล่าว

contained in the Registration Statement is vested in the issuer. If the Registration Statement contains any false statement or particulars or omits to state any material information which should have been

the units. The advertisement shall be made under the following rule; (1) the advertisement is not false, overstated, distorted, withheld or misleading in material aspects; (2) the main points

platforms such as social media channels to deceive the public through various means. For example, false advertising to solicit investments in non-existent assets, deluding investors with exaggerated high

involves in or abets or has involved or abetted such act of other persons; (b) having reasonable grounds to believe that the person intentionally makes or has intentionally made false statements of material

any false statements or omits to state any material information which should have been disclosed, the securities holders shall be entitled to claim damages from the securities offeror or the securities