Pursuant to the existing regulations on approval for capital market business personnel, if any person who has obtained an approval from SEC but has not performed duties under any business operator

therefore imposed the following sanctions:             (1)  Suspending approval for {A} as investment consultant for complex instruments type 1** and as assistant manager or an equivalent position for 15

, Managing Director, Head of Equities & Post Trade, Asia Securities Industry & Financial Markets Association (ASIFMA)4. Mr. Soraphol Tulayasathien, SET Senior Executive Vice President (Moderator)

in various activity zones. To begin with, investment product zone introduces the capital market products including equities, debt securities, mutual funds, LTF/RMF, real estate investment trust (REIT

Eagle Mount Asia Equities Limited’s securities trading account to purchase 23,951,000 of SVI shares in such a way as to take advantage of other persons before SVI disclosed the inside information to the

Eagle Mount Asia Equities Limited’s securities trading account to purchase 23,951,000 of SVI shares in such a way as to take advantage of other persons before SVI disclosed the inside information to the

นายพงษ์ศักดิ์ โล่ห์ทองคำ เมื่อวันที่ 7 ธันวาคม 2560 บริษัท Eagle Mount Asia Equities Limited ซึ่งเป็นผู้ถือหุ้นแทนนายพงษ์ศักดิ์ โล่ห์ทองคำ ได้มาซึ่งหุ้น SVI จำนวน 850,000 หุ้น ทำให้นายพงษ์ศักดิ์มี

mutual fund had been given an approval by the Office in accordance with the rules, conditions and procedures as specified in the notification of the SEC.

mutual fund had been given an approval by the Office in accordance with the rules, conditions and procedures as specified in the notification of the SEC.

Supervisory Board No. Tor Jor. 15/2563 Re: Application for Approval and Granting of Approval for Offer for Sale of Newly Issued Shares (No. 8) By virtue of Section 16/6 of the Securities and Exchange Act B.E