listed company. In light of such suspension order, {X1} Securities is still able to operate other businesses under other licenses granted by the SEC.The SEC?s inspection has revealed that {X1} Securities

. Period of suspension or postponement may be extended or additional conditions may be applied as the case may be.  (4) Pooled fund will be allowed to record certain categories of its revenues using

conviction into half without suspension of sentence.  ? Sondhi was sentenced to  85 year imprisonment for 17 counts at five years each. The court halved his jail term to 42 years and six months.? Suradet  was

was liable to 4 years and 12 months with no suspension of a sentence and a fine of B1,178,250,000.The aforesaid proceedings resulted from cooperation between criminal justice personnel including inquiry

Bangkok, March 24, 2015 - The SEC disclosed an inappropriate behavior and imposed a suspension on {A}, a former employee of KGI (Thailand) Securities Plc., for failure to completely record client?s

months without suspension. Vasant Thienhom, SEC Deputy Secretary-General said, ?Listed companies? financial information are very important for investor?s ability to make investment decision. Hence, the law

fine of 500,000 baht for conspiring with Sagha in FOCUS share price manipulation. As she pleaded guilty, the Court halved her jail term to six months with two-year suspension and a fine of 250,000 baht

employer for one year and six days, the suspension imposed by the SEC shall remain five months and twenty four days, effective from February 12, 2015.*Clauses 20(1) and (2) of the Notification of Capital

temporary suspension of gold delivery was merely postponement of such delivery. THL remains obliged to either deliver gold at the quantity specified in the agreement or pay the compensation for the

suspension, revocation and termination of the approval to be the appraisal company in capital market and the lead appraiser approved under Chapter 1 or Chapter 2 shall be subject to Chapter 4. Clause 5 In