@sec.or.th. The public hearing ends on 31 October 2024. Remarks:   * Short selling transaction refers to the sale of securities that are borrowed for delivery, either in the name of the securities company or

operator. The loss occurs due to the business operator taking a position, either long and/or short, in securities, financial instruments, or derivatives.  

Exchange of Thailand to establish the Securities Investor Protection Fund (SIPF). The SIPF pays compensation for damages due to securities trading disputes between investors and market participants either

implementing the cross-border equity offering and the issuance of DR, and also covers issuing guidelines to provide guidance for issuers who wish to offer securities, either cross-border equity offering or DR

, there was no indicator to help clearly assess progress of developing either of them.  The SEC therefore supports Thaipat Institute to develop the first progress indicators in Thailand, in line with

, permissible to be offered to institutional investors and high net worth investors, either directly or through intermediaries. Due to the instruments? characteristics of high risk and complexity, the investment

further ensure that management of investment money would be for the best interest of investors by introducing an oversight mechanism, either for independent body or person, to undertake the supervisory role

temporary suspension of gold delivery was merely postponement of such delivery. THL remains obliged to either deliver gold at the quantity specified in the agreement or pay the compensation for the

Securities and Exchange Commission have suggested investment in the offered securities; nor contain any assurance in relation to the value or returns on the offered securities; nor shall they certify the

of the SEC Office; “director” means any director on the board of directors of an organisation; “executive” means the following persons: (1) person holding the highest executive position of the