commercial bank or the securities company under either (1) or (2) holding more than 50 percent of the total number of shares with voting right of such person; (4) a company which is newly established for the
manner of deceit, fraud or dishonesty relating to offences against property which caused damage either to the financial institution or its clients ; (2) having been imprisoned by the final judgment of a
Office under this Notification, either before or after the approval, shall be in accordance with the criteria, conditions, and methods prescribed by the SEC Office. Clause 7 In selling bonds or corporate
interest of the public in Thailand under Paragraph 1 shall include any business having any of the following chrematistics: (a) distributing products or providing services to the general public, either
Paragraph 1 shall include any business having any of the following chrematistics: (a) distributing products or providing services to the general public, either directly or indirectly, through other
, would create any liabilities for CSL and CSL’s subsidiaries or not; and (iii) CSL shall not solicit, either directly or indirectly, any third party to acquire or subscribe for shares in, or enter into any
from either direct investment in an asset or indirect exposure through investment in an instrument or a contract that offers returns from the underlying, and as a result, exposes the fund to the risks of
dividend to shareholders, either wholly or partially, in the form of newly issued shares; 5. the company’s payment of dividend in the amount exceeding the number specified in terms and conditions; 6. any
clearing house makes investment or deposits assets with a commercial bank, either in Thailand or in another country, the derivatives clearing house shall evaluate potential risks from the use of the