approved by its executive committee or board of directors, on the following matters: (1) effective systems for internal control and prevention of conflicts of interest; (2) risk management system for
establish rules in writing, which are approved by its executive committee or board of directors, on the following matters: (1) effective systems for internal control and prevention of conflicts of interest
manager. In case there are other businesses, those businesses [i] shall be related to the REIT manager, [ii] shall not have conflicts of interest [with the assigned REIT] which causes the applicant is undue
to be Fund Manager, such person shall hold the position with either of the following characteristics: (a) not causing any conflicts of interest with the management of funds; or (b) being the position
outsourced function; (3) specify measures for preventing conflicts of interest related to outsourcing the function related to business operation to a third party; (4) specify measures for supervising the
, 6.5 an opinion on the transactions that may lead to conflicts of interests, 6.6 the number of the audit committee meetings, and the attendance of such meetings by each committee member, 6.7 an opinion
Clause 2, the derivatives dealer shall ensure efficient prevention of conflicts of interest and access to inside information between operational unit and personnel, risk management in business operation