financial statement for Q1/2017 to the SEC and the SET within the specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 514,400. Since the accused pled guilty, the Court
statements for Q3/2017 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board. On July 2, 2020,The Criminal Court
pled guilty, the Court reduced the fines by half, resulting in a total fine of Baht 38,000. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 14/02/2018
information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311
order or an action which results in the offence that the company operated digital asset exchange businesses without a license. The Court of Appeal adjudicated that the defendant was guilty under Section
2019, the Criminal Court sentenced the accused to pay a fine of Baht 40,000 and a further fine of Baht 200 each day for 859 days starting from June 1,2022 until October 7,2022 totally 171,800 Baht. The
2015 joined with other 11 persons manipulating the share price of Nation International Edutainment Public Company Limited ("NINE"). 31/07/2021 filed a lawsuit to a civil court26/03
2015 joined with other 16 persons manipulating the share price of Polaris Capital Public Company Limited ("POLAR"). 11/06/2021 filed a lawsuit to a civil court26/03/2018 referred the