*, the SEC therefore suspended {A} from her duty as the approved capital market investment consultant for 2 months. Having considered that {A} had already been suspended by her employer for a month, the
materiality for the client's investment decision was considered failure to perform duties with responsibility and due care as the capital market professional which was in violation of the Notifications of
six-year period starting from 25 October 2025 during which her applications for approval to be a capital market auditor will not be considered. Note:* Failure to comply with auditing standards
;), was considered as a person who knew or possessed inside information regarding the announcement of Special Interim Dividend Payment at the rate of 1 baht per share, which is material to the change of
. Development Public Company Limited (“LPN”), was considered as a person who knew or possessed inside information regarding the announcement of Special Interim Dividend Payment at the rate of 1 baht per share
Limited ("LPN")), was considered as a person who knew or possessed inside information regarding the announcement of Special Interim Dividend Payment at the rate of 1 baht per share, which is
amounts of the interests were recorded as income in the GLH’s financial statements, which was considered fabrication of accounting records and exaggeration of GL operating results. Mr. Konoshita’s
beneficial to the adjudication of the case, the Court considered it a mitigating circumstance. Accordingly, the punishment is reduced by half in accordance with Section 78 of the Criminal Code, resulting in a
time of the incident, was considered that he deceived by presenting false statements and concealing facts that should have been disclosed to its clients, which led the clients to use Zipup/ZipUp
Seller does not have any relationship with the Company. The Transaction, therefore, is not considered a connected transaction under the Notification of the Capital Market Supervisory Board No. TorChor. 21