FL 2024 CO., LTD. FL 2024 CO., LTD. ("FL") (Former FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD.) a company licensed Securities Brokerage : Investment Units, failed to comply
Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, there were
Energy Earth Public Company Limited Energy Earth Public Company Limited ("EARTH") failed to comply with the instruction of SEC to submit additional reports or documents and concealed
Mr. Sawin Chindakul Energy Earth Public Company Limited ("EARTH") failed to comply with the instruction of SEC to submit additional reports or documents and concealed material facts that
Miss Paradee Teawanitchakul Energy Earth Public Company Limited ("EARTH") failed to comply with the instruction of SEC to submit additional reports or documents and concealed material facts
Mr. Noppadon Chaidarun Energy Earth Public Company Limited ("EARTH") failed to comply with the instruction of SEC to submit additional reports or documents and concealed material facts that
Office as specified in the notification of the Capital Market Supervisory Board. However, he failed to submit the form and comply the rules. This case is in the process of inquiry by the inquiry official
results showed the net earnings of 14.25 million Baht, which was a significant increase compared to the Q3/2014. 15/09/2017 agreed to comply with civil penalties determined by the Civil Penalty
's system. 06/06/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a compensation of the benefit received from
statements through the SET's system. 06/06/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty