The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of
considering the appropriateness of investment, the objective of investment, the financial position or the demand of any specific person. “investment planner” means a person providing investment consultation to
credibility to Thai capital market system significantly, this Notification is stipulated with the objective to be standard of business operation which the intermediary shall comply with. In this regard, the
disclosure of the related party transactions during the past there years; - clearer disclosure of the funding objective in the registration statement and more flexibility in case of change to such objective
: CPN Retail Growth Leasehold REIT (“CPNREIT”) Relationship: The Company, a unitholder of CPNREIT, holds 26.7% of units. 3. The general characteristic of the transaction 1) Type of transaction: The
., subsidiary company of E for L Aim Public Company Limited “EFORL”, no. 2/2018, held on 29 June 2018 passed a resolution to convert subsidiary company to public company limited under the name of WCI Holding PCL
of E for L Aim Public Company Limited “EFORL”, no. 2/2018, held on 29 June 2018 passed a resolution to convert subsidiary company to public company limited under the name of WCI Holding PCL. In
objective, purpose, or strategy of operation or procurement of benefit of REIT for investor’s understanding and use it as guideline for monitoring REIT business operation direction in the future; 2.2
reasonable suspicions, the SEC Office may reject the application: (1) an applicant or an offer for sale of bonds has the characteristic or meets the rules or conditions to obtain an approval according to this
Design and Manufacturing Co., Ltd. which has no relationship with the Company and is not a related party. General Characteristic of the transaction Enter into Contract to buy and sell of Land and Buildings