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สำนักงานสั่งพักการดำเนินธุรกิจ List of company licensed Securities Brokerage: Investment Units (Securities Company) Company Head office 1 PINE WEALTH SOLUTION SECURITIES CO.,LTD. 989 , SIAM PIWAT TOWER
Capital Management B.E. 2545; (14) The Ministerial Regulation Concerning Approval for Undertaking Securities Business in the Category of Securities Brokerage, Securities Dealing or Securities Underwriting
previous year. The significant revenue items are as follows: 1.1 Brokerage fees The Company’s brokerage fees in the second quarter of 2019 were Baht 162 million, a decrease of 28 percent compared to the
1,066 million, an increase of 24 percent compared to the third quarter of the previous year. The significant revenue items are as follows: 1.1 Brokerage fees The Company’s brokerage fees in the third
following licenses shall pay a fixed rafe fee: (1) securities financing 500,000 baht per year (2) inter-dealer brokerage 50,000 baht per year (3) venture capital fund management 50,000 baht per year (4
of the following licenses shall pay a fixed rafe fee: (1) securities financing 500,000 baht per year (2) inter-dealer brokerage 50,000 baht per year (3) venture capital fund management 50,000 baht per
mutual fund brokerage securities companies, and 4 life insurance companies, the list of which can be viewed at: https://insight-fund.sec.or.th/. Ms. Waratchya Srimachand, SEC Deputy Secretary-General said
foreign collective investment scheme. “home regulator” means a supervisory agency of an ASEAN country which has the authority to supervise a foreign collective investment schemes or CIS operator. “brokerage