highest legal penalty. The SEC has sought the Court’s ruling (1) to impose a civil fine worth 1,000,000 baht on {A}, (2) to prohibit {A} from securities trading or entering into derivatives contracts for
securities or entering into derivatives contracts, and a bar from serving as directors or executives of securities issuing companies or securities companies.In this regard, since the offenses relating to
}, the SEC further probed into the case and found that {A} persuaded his client to invest in derivatives contracts by exaggerating return from investment. He had prepared his own documents for giving
> - a civil monetary penalty of 8,000,000.00 Baht - a suspension of digital assets and derivatives contracts related to digital assets trading
; - a civil monetary penalty of 8,000,000.00 Baht - a suspension of digital assets and derivatives contracts related to digital assets trading between 22
assets and derivatives contracts related to digital assets trading between 25/08/2022 and 24/02/2023 - a bar from serving as a director or executive in a digital token
suspension of digital assets and derivatives contracts related to digital assets trading between 22/05/2023 and 21/09/2023 - a bar from serving as a director or executive in a
digital assets and derivatives contracts related to digital assets trading between 22/05/2023 and 21/09/2023 - a bar from serving as a director or executive in a digital
- - - - - - Other securities (if any) - - - - - - Total 80.11 Baht 1,383,486,983 (Translation) -2- 5. Securities held prior to making the tender offer and securities to be acquired under any other agreements. (As of
-lease and building lease agreements. All agreements follow the conditions for arm’s length transactions and negotiation between CPN (lessee) and CDS (Lessor). Reference is made to the valuation by S.L