Translation (Unofficial Translation) PAGE (Unofficial Translation) Page 32 of 32 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Rel...
the application fee to the SEC Office when the application form and the complete set of supporting evidentiary documentation are accurate and complete in accordance with the Licensing Manual for the
สรุปแนวทำงกำรปรับปรุงหลกัเกณฑต์ำมแนบ 1) 3.1 กำรก ำหนดแผนกำรลงทุนท่ีบริษทัจดักำรตอ้งน ำเสนอ 3.2 กำรจดัใหมี้ช่องทำงในกำรใหค้ ำแนะน ำกำรลงทุนท่ีสมำชิกสำมำรถเขำ้ถึงไดง่้ำย 3.3 กำรจดัใหมี้ basic asset
Public. In this regard, the SEC Office shall consider the application for approval within thirty days from the date on which the SEC Office receives the application together with the complete and accurate
derivatives business, both in document or electronic format, are accurate, complete, can be able to https://publish.sec.or.th/nrs/3872pe.doc 7041pe.doc ., computers, equipment, data recorders, and other
are requested to supervise and inspect all transactions that NUSA is currently conducting and will conduct in the future to ensure that they are accurate, appropriate and are of best interest for the
-compliance with the advertisement requirements may lead the SEC to instruct the issuer to revise the advertisement content to ensure that investors receive accurate, comprehensive, factual and not misleading
material and was used by the SEC in its consideration to ensure that the disclosure in the Filing Form was accurate and complete. Furthermore, ETL also concealed the actual statement concerning the interim
in the capital market, making it more attractive to both domestic and international investors. Listed companies are encouraged to disclose information that is sufficient, accurate, reliable, clear