advisers and analysts. The framework will allow licensed professionals to provide advisory services within participating ASEAN jurisdictions and enable ASEAN investors greater access to professional

issuers, related intermediaries and those who transact with digital assets, and lessen chance for people on deception or be at disadvantages as well as allow the public sector to have tools to monitor

on principles to laying out the framework of related rules to allow a business operator to apply for SEC’s approval and represent itself as wealth advisor to interested persons.Rules regarding

the derivatives broker including spouse, cohabiting couple and minor children thereof, and any person who has facts or circumstances that allow the SEC to consider that he/she is the undisclosed

the establishment of such funds to allow members to have investment alternative in accordance with risk tolerance and expectation of return,? said Assistant Secretary-General Duangmon Chuengsatiansup.As

(SET) in case the business is listed on the SET.To support SMEs to fully make use of PE, the SEC has carried out five actions:(1) Revising rules to allow exemption for PE manager from holding securities

.??Previously, the regulations required holding company to hold shares in core business in high proportion to allow absolute control over business. Practically, many of holding companies are unable to hold shares

bills of exchange under the SEA while the details will be set after consultation with the Bank of Thailand, providing that certain period of time will be prescribed to allow the financial institution?s

/3 of total number of shares sold to propose additional agenda in the sharholders? meeting. The SEC views that proposal of additional agenda in accordance with good practice should allow shareholders

Bangkok, April 8, 2011 - The SEC is proposing revision to regulations on investment of provident funds (PVDs) to allow fund members to diversify their investment properly and to support PVDs with