Pacific. This event had a total prize value of over Baht 8 million. Operating Results Overview Operating results of the Company for the six-month period ended 30 June 2019 and 2018 are as follows: 1
crypto assets, with an average net crypto exposure to a single crypto asset of not less than 80 percent of the fund’s net asset value (NAV) over the accounting year. The SEC will specify the types of
characteristics, for example, investment units of mutual funds offered for sale to institutional investors or ultra-high net worth investors, investment units of mutual funds investing in derivatives, hybrid
., investment units of mutual funds for institutional investors or ultra-high net worth investors, investment units of mutual funds investing in derivatives, hybrid products, and structured notes
with the highest legal penalty. The SEC has sought the Court’s ruling (1) to impose a civil fine worth 1,000,000 baht on Mr. A, (2) to prohibit Mr. A from securities trading or entering into
highest legal penalty. The SEC has sought the Court’s ruling (1) to impose a civil fine worth 1,000,000 baht on {A}, (2) to prohibit {A} from securities trading or entering into derivatives contracts for
Bitcoins worth approximately 797 million baht. SEC is working closely with the enforcement personnel to investigate further details and examine whether there is any violation of laws governing securities
jurisdictions can submit the filing under ASEAN Disclosure Standards. In case of private placement to institutional and high net worth investors, they can submit single filing form in English version.In addition
be allowed by the end of this year. Criteria for CIS to be offered will include (i) offer must be made only to institutional investor and high net worth investor with specified investment
made only to institutional investor and high net worth investor with specified investment experience, financial status or income, (2) CIS operator must be subject to supervision of ASEAN capital market