newly added investment policy to the public and the PVD members, as well as submit that PVD factsheet to the SEC at least one working day before offering the newly added investment policy to the PVD’s
committed the misconducts while working at Globlex Securities Co., Ltd. and later at KTB Securities (Thailand) Co., Ltd. Following the inspection reports of Globlex and KTB and her clients? complaints, the
Bangkok, June 18, 2015 ? The SEC and the School of Development Economics of National Institute of Development Administration (NIDA) co-organized ?Thai Equity Fund Insight? at the 5th SEC Working
Bangkok, October 24, 2014 ? The SEC and the Faculty of Business Administration, National Institute of Development Administration (NIDA) co-organized the ?4th SEC Working Papers Forum,? under the
provide such information to clients which shall be opened for service at least throughout the working hours of the intermediary. (2) promote or dessiminate information on the arrangement under subclause (1
shall be opened for service at least throughout the working hours of the intermediary. (2) promote or dessiminate information on the arrangement under subclause (1) to clients; (3) visibly reveal the
costs such as negotiating with landlords to reduce rental in some branch areas that were not be able to provide full services, and implementing a leave without pay scheme, initially for management but
Securities and Sales of Assets by Financial Institutions (Government’s Single-Account Scheme) The Bank of Thailand replaced the policy guidelines on loan transactions dated August 3, 2008, with its Policy
maintain risks within prudent limits. 8 2.3 Liquidity Risk Management Overall liquidity in the Thai banking system eased during the first quarter due to a decrease in loans amid brisk repayment of working
. 4. Finance cost was Baht 56.04 million; increased Baht 0.99 million or 1.80 %. This is the result from increasing in company’s working capital. Yours faithfully - Signed by - (Miss.Viriya