shall sign on the risk disclosure statement to certify that the risks relating to trading derivatives have been clarified to the client, and shall arrange the client to sign on such statement to certify

word “draft prospectus” in red letters, at a size not smaller than the size of the general statements in the above-mentioned documents, which shall be clearly visible; (b) a warning statement presenting

filled up at the moment, the SEC official who accepts the application and the applicant must sign their names on the record of defect and the list of evidentiary documentation, and a period of time for the

date of the application: )a) having a record of being ordered to rectify financial statements by the SEC Office; (b) causing the SEC Office or the Exchange to issue a warning to the investors or

เรื่อง การดํารงเงินกองทุนสภาพคลองสุทธิ ประกาศคณะกรรมการ ก.ล.ต. ที่ กธ. 66/2547 เรื่อง การดํารงฐานะทางการเงินของผูไดรับใบอนุญาตเปนตัวแทนซื้อขายสัญญาซื้อขายลวงหนา 2. การกําหนดระดับ early warning เกณฑป

warning statement that investors should consider laws and regulations of the [foreign] country which are the governing law as described in the securitization project. In this regard, the aforementioned

in ASEAN countries which are signatories to the Memorandum of Understanding ("MoU") to establish cross-border offering framework. Malaysia, Singapore and Thailand are expected to sign the MoU by the

auditor to do the special audit and showed no sign of progress. The SEC, therefore, will  not extend deadline for THL?s special audit submission and will later take legal action against THL and responsible

Holding, causing damage to both companies. Additionally, Mr. Somchai, authorized to sign for money withdrawal on behalf of the company, misappropriated B30 million which had disappeared from SECC Holding’s

Ms. Mutita Nilsawad Ms. Mutita Nilsawad, an assistant managing director for marketing and public relations of S.E.C. Auto Sales and Services Plc. (SECC) with the power to sign company check or