restrictions and other relevant matters have been already clearly specified in details of the scheme, the derivatives fund manager shall be exempted from compliance with the first paragraph if the mutual fund
, investment restrictions and other relevant matters have been already clearly specified in details of the scheme, the derivatives fund manager shall be exempted from compliance with the first paragraph if the
Bangkok, February 17, 2011 ? The Settlement Committee imposed a total fine of 1,185,785.60 baht on Chutchapong Munchupa, former executive of Solution Corner (1998) Plc. (SLC) for using undisclosed
shares and TFG-W1 by using inside information in separate occasions times. These actions form the basis of two charges against the accused, as detailed below. (1) During the period of 1 March 2559 to 12
funding through capital market’s fundraising mechanisms and tools. To support liquidity of businesses affected by the COVID-19 pandemic who wish to raise fund using REIT buy-back, the SEC has considered
Mr. Somchai Chaisrichawla From September 13 to November 16, 2006, Mr. Somchai Chaisrichawla colluded with Miss Chaninan Luangwaykin in using Somchai’s and other persons’ securities trading accounts
Mr. Artit Suntawanic Mr. Artit Suntawanic alleged offenders in operating securities businesses and derivatives businesses of investment advisory without obtaining license from the SEC by using
information material to negative changes in the price of STARK's share to commit offense in using Miss Yosabavorn Amarit's securities trading account to sell STARK shares on February 2023 before STARK