in the financial statements reporting forms to reduce burdens and costs of securities companies that are non-public accountable entities (NPAE).In addition, the revised reporting forms would comply
business operations and mitigate undesirable impacts especially the operational risks. The proposed revisions include rectification of non-compliance with capital requirement and imposition of operational
Lohtong Holding Co., Ltd.'s trading account to purchase 1,479,700 SPORT shares by utilizing non-public information he accessed by virtue of his positions. Such information was the Q3/2015 operating
prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.243(2) in conjunction with Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 21/03/2011
entries were found in the financial statements: year 2008, Q1/2009, Q2/2009, Q3/2009 and year 2009. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.312 Criminal
performance of the company. The said entries were found in the financial statements: year 2008, Q1/2009, Q2/2009, Q3/2009 and year 2009. The public prosecutor issued a non-prosecution order. The case was deemed
year 2009. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.312 Criminal Complaint Filed with an Inquiry Official Dated 24/06/2015
2009. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.312 Criminal Complaint Filed with an Inquiry Official Dated 24/06/2015