Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Capital Market Personnel dated 3 June 2014. The SEC therefore has suspended him from functioning as capital market
reduced the punishments by half, resulting in the defendants to pay a fine of 20,000 baht each while {C} and {D} were also sentenced to a six-month imprisonment. The jail term, however, was suspended for
three offenders from performing duties as branch manager in the capital market business and suspended their approval as investment consultant and investment planner for four months each; {I}'s suspension
Project remains exposed to legal risk if the ongoing construction is considered as building modification. As such, the Project building could be suspended and/or might be demolished. In this regard, the
sub clause (1), except when it has elapsed at least 3 years after having been punished or suspended the inflicting punishment until the date of submitting application to the SEC Office: (a) having been
observation from the due diligence in order for the applicant to clarify such observation within the period specified in the notice of observation. In this regard, the SEC Office shall conduct the due diligence
discharged the executive or personnel responsible for the cause of prohibited characteristics of the applicant. 4.7 Having not been prohibited, suspended or restricted to undertake business by the Capital
million or down by 15.04% as the Company has lowered or suspended the rent for tenants in HomePro and Market Village. 1.3. Other income was Baht 455.61 million, an increase of Baht 55.90 million or up by
institution who contributed to the damage or shared the responsibility for the damage incurred to such financial institution whose license was revoked, operation controlled or suspended due to a rehabilitation
Office shall conduct due diligence of the facts in accordance with the steps and procedures specified in the Licensing Manual for the Public and shall notify the foreign entity of any observation from the