as the related parties, e.g. listed companies, the Association of Thai Securities Companies (ASCO), the Association of Investment Management Companies (AIMC), and the Stock Exchange of Thailand (SET

misappropriating the company?s assets in contravention of Section 307, 308, 311, 313 and 315 of the Securities and Exchange Act of 1992 (SEA).     A referral from the Stock Exchange of Thailand (SET) and the SEC

abettors, for manipulating share price of Rich Asia Steel Plc. (RICH).  With the referral from the Stock Exchange of Thailand (SET) on irregular trading of RICH shares by a group of persons, the SEC probed

Engineering Plc. (PLE) shares; as well as Usavadee Srisuchart and Perayuth Nark-In for aiding and abetting Swake?s wrongdoing.  With the referral from the Stock Exchange of Thailand (SET), the SEC probed into

Office of Insurance Commission (OIC), the Social Security Office (SSO), the Government Pension Fund (GPF), the Stock Exchange of Thailand (SET), the Federation of Thai Capital Market Organizations (FETCO

Worathan Uahvilaijit for assisting them with such wrongdoing, at the total amount of 6,704,138.33 baht. According to a referral from the Stock Exchange of Thailand (SET) and the SEC?s own investigation

Industry Public Company Limited (UMI) shares, namely (1) Ms. Paweena Laowiwatwong, (2) Mrs. Punnaporn Laowiwatwong, (3) Ms. Warunya Laowiwatwong, and (4) Mr.Trairath Treeratpant.Following the Stock Exchange

STP&I Plc. (STPI)?s shares using inside information. With the referral from the Stock Exchange of Thailand (SET), the SEC investigation revealed that Choavalit, Yanyong and Ziriwat had purchased STPI

} and {C} for aiding and abetting {A}'s wrongdoing.With the referral from the Stock Exchange of Thailand (SET), the SEC probed into the case and found that during November 16 - December 7, 2010, {A}, then

the Stock Exchange of Thailand (SET) on 11 September 2020. 08/07/2022 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a