Decree on Special Purpose Juristic Persons for Securitization The Trust for Transactions in Capital Market Act Ministerial Regulations / Notifications Ministerial Regulations - SEC Act Ministerial

that the SEC has the power to suspend, revise or order business operators to explain in case any advertisement is inconsistent with the specified rules.  The notifications on the said rules have been

the principal and interest at the full amount without conditions, as of the issue date of the bills;    2. Bills issued by the Bank of Thailand The Notifications** on the revised regulations have been

first-time investment in such product.The notifications concerning the aforesaid amendments* will become effective on 16 April 2025.  Remark: * Three relevant notifications are:  1. Notification of the

SEC is welcoming public comments on a drafted notifications of the approval for offering of newly issued shares  and information disclosure, applying to issuers and listed companies, in accordance

violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, suspended Bantherngsak from his duty as the approved securities investment

securities trading decisions on behalf of client was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended Atthapol from

violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. Therefore, the SEC sanctioned Benjawan from her duty as the personnel in the capital market and

Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC therefore suspended {A} from his duty as the approved capital market investment consultant for 6 months

materiality for the client's investment decision was considered failure to perform duties with responsibility and due care as the capital market professional which was in violation of the Notifications of