tricking the client to sign on a unit transfer order that was falsefully presented to the client as the subscription order for the units of the solicited fund.Niran's misconduct was deemed a failure to
trading decisions on the client's behalf from June 2009 until April 2011. Furthermore, she asked the client to sign the application of the securities transfer despite the amount of the client's securities
company that provides a custodian service for assets of its clients, whether for the purpose of custody, or purchasing or selling, or borrowing or lending securities, or securing securities purchase or sale
for the purpose of custody, or purchasing or selling, or borrowing or lending securities, or securing securities purchase or sale or borrowing or lending, or for any other purposes as specified by the
custody, or purchasing or selling, or borrowing or lending securities, or securing securities purchase or sale or borrowing or lending, or for any other purposes as specified by the Notification of the
Investing in future contract require investor to deposit certain asset with the derivatives broker for securing the fulfillment of futures contract by the investor. However, the amount of assets placed as an
financial. 3. Risk of loss beyond initial margin Investing in future contract require investor to deposit certain asset with the derivatives broker for securing the fulfillment of futures contract by the
showed a loss of Baht 275.46 million. Signature___________________________ (Mr.Supawat Sa-Nguan-Ngam) Position Managing Director Authorized to sign on behalf of the company
million in the same period last year, decreased 380.74% and net loss 5.96% for total revenue. Please be informed accordingly. Yours Faithfully, (Dr. Songwoot Graipaspong) Authorized to sign on behalf of the