capacity building; (iv) amplifying communication and awareness; and (v) strengthening co-operation and co-ordination. The meeting also acknowledged the progress of ACMF working groups on implementation of
general shareholders? meetings. The SEC expects this to be a good start toward tangible progress in good coporate governance of listed companies whereby environmental and social responsibilities will
that demonstrate the SEC’s commitment to promoting capital market businesses’ application of the UNGPs to their corporate policy to create tangible results and continuous monitoring of their progress. In
urgency.Regarding prosecution of wrongdoers under the Securities and Exchange Act, the SEC said it has received many complaints, adding that progress is made on many fronts, but the investigations are on-going. If
Bangkok, July 8, 2016 ? The SEC Independent Audit Inspection Activities Reports for the second-cycle period during 2013-2015 have shown significant progress in the quality control system of audit
example, they must ask the clients to do suitability test before giving advice. In this regard, the SEC updated the progress of upcoming regulations on Basel III additional tier 1 and tier 2 instruments
opportunities at ASEAN capital market regulators. The ACMF welcomed the progress of the framework for cross-border offering of ASEAN collective investment schemes, noting that 13 funds have been recognised by
ACMF has made yet another big progress today.? The SEC Thailand is delighted to be able to be among the first three jurisdictions that sign this MOU.? This indicates our determination to bring efficiency
actions involving assets related to illegal acts that have been seized and frozen by the Anti-Money Laundering Office (AMLO), with a total value exceeding THB 20 billion. Progress in these cases was
adjudication by the court of justice, respectively. In this regard, the SEC will monitor the progress of the legal proceedings and cooperate fully with relevant agencies to support legal enforcement under the