defendant, for his contravention of Section 307, 311, 312(2) and 313 of the SEA.  Defendant?s wrongful acts involved in several distinct and different offences and shall be penalized based on counts in

and several institutions in the capital market, such as the Stock Exchange of Thailand, Thai Listed Companies Association, Association of Thai Securities Companies, Associations of Investment Management

(Thailand) Plc, the SEC probed into the case and found that {A} had traded the securities on the client's securities account without client?s order and resulted in the trading loss. In addition, several

guidelines for improving key areas of CG implementation by Thai listed companies. Several other projects have been initiated to promote tangible results such as the revision to Form 56-1 and Annual Report

securities business without license.The SEC received complaints from several foreign residents that they had been solicited to use services and advice of the offenders to make investments and later suffered

warrants through the trading accounts of several other persons with whom he had close relationship. In this regard, Kunnatee, Apilas and Kriangkai assisted him with his purchases and clearing transactions

} had submitted some trading orders and later asked the client to re-submit those orders via the phone recorder. Moreover, several transactions showed that the securities were traded intra-day at the

contact and assigned to work for the company. Such trader later sent several trading orders in the client's account without authorization or contrary to the client's orders, causing damage to the client

applications for approval as capital market business personnel for a period of four years, effective from 28 April 2026***.In determining the aforementioned period, the SEC took into account several factors

capital market business personnel for a period of six years and eight months, effective from 22 March 2023.***  In determining administrative sanctions, the SEC takes into account several factors