a Thai Feeder Fund investing in a Hong Kong MRF-eligible master fund: - Before filing an application with the SEC, the Thai AMC shall request the management company of the Hong Kong MRF-eligible
Kong domiciled feeder fund investing in a Thai MRF-eligible master fund: · The Thai AMC who manages the Thai domiciled fund shall request the SEC to issue a certificate confirming that the Thai domiciled
the debt negotiation was failed. On February 22, 2017, MAT contacted the Company to request time for 3 months for repayment of the loan due to MAT being in the process of restructuring and the new
) wish to be approved as a foreign auditor in the capital market under the Notification of the Office of the Securities and Exchange Commission No. SorShor 30/2558 dated 9 April 2015 Re: Approval of
Bangkok, 11 September 2017 - The SEC has suspended the approval of five securities investment consultants for failing to perform duties in compliance with professional standards. The suspended
. Due to the request from the buyer to purchase shares of Waseda Education (Thailand) Company Limited for the charity education project. Furthermore, the Company wants to reduce investment in non- core
of identical written form and one of which shall be given to clients as evidence. In cases where the service contract of securities registrar is lost or damaged and clients request the securities
defects in its qualifications within the time period specified in paragraph two, the mutual fund management company shall request the SEC Office’s permission to change the mutual fund supervisor within 15
the operating result for the first quarter of 2020 In first quarter of 2020, the situation of global epidemic of Coronavirus disease 2019 (COVID-19) as well as the spread in Thailand, the government