, nevertheless, make an opt-in request to do the suitability test for evaluation of their portfolio investments and transactions. The revised regulations will be effective as from April 1, 2014 (for details of the
for institutional clients. The institutional clients may, nevertheless, request to do the test for evaluation of their portfolio investments and transactions. The proposed rules and consultation paper
Satochi’s failure to submit a request for approval of major shareholders to the SEC office within the period specified in the notification of Ministry of Finance, resulted from the instruction or the failure
as well as conducting e-commerce business and online and offline advertising media, in the total number of shares not exceeding 120,808,387 shares equivalent to 33.05 percent of the total outstanding
The Securities and Exchange Commission (SEC), represented by Ms. Areewan Aimdilokwong, Assistant Secretary-General, extended the SEC congratulations to the Ministry of Commerce (MOC) on its 104th
company?s request, extended the submission dateline for rectified and audited 2011 and reviewed Q1/2012 financial statements to May 31, 2012.? On the due date, PRO, however, informed the SEC of its
negotiated for change of directors and company business and Vijit Supinit was named as one of those investors, TTA may also request the SEC to consider the appropriateness of Vijit involvement.The SEC has
matters. STHAI was required to file with the SEC and publicly disclose the rectified and audited financial statements by June 26, 2014.STHAI later made a request for extension to submission deadline of its
: (1) a copy of the memorandum of association certified by the Ministry of Commerce; (2) a copy of the certificate of registration issued by the Ministry of Commerce; (3) a copy of the article of