for his remaining approved status. The rest of suspension period was instead set as the period for acceptance of his re-application for approval as capital market personnel. The SEC's order has been in
failures to disclose such information was in violation of the SEC notification. The SEC has also requested SINGHA to hasten the preparation and submission of the remaining financial statements to the SEC.
another person's trading account and arranging financial matter for such investor. As the employer has already put her on a three-month suspension, the SEC is suspending her for the remaining three months
... (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC Thailand cannot undertake
ประกาศสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is
(Translation) (Translation) 2 (Translation) Reader should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand
(Translation) (Translation) Reader should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any
Microsoft Word - korthor61-2543.doc (Translation) Reader should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC