Pursuant to Section 89/25 of the SEA, the auditor has the duty to report suspicious circumstances that were found from the audit in accordance with the auditing standards. SEC therefore proposes

and receive allocated shares for patrons of such companies. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.311, Section 315 and Section 89/7 in conjunction

allocated shares for patrons of such companies. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.311, Section 315 and Section 89/7 in conjunction with Section 86

misconducts of (1) Neeranuch, (2) Apinun and (3) Suttirod above were liable to failure to perform duties under Section 89/7 by committing dishonest acts, misappropriating the company's assets, seeking improper

Investment scheme for retail investors (retail ASEAN CIS) ( Asia Region Funds Passport (ARFP) ( Foreign ETF ( Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's

Collective Investment Scheme for non-retail investors (NRI CIS)  ASEAN Collective Investment scheme for retail investors (retail ASEAN CIS)  Asia Region Funds Passport (ARFP)  Foreign ETF  Mutual

. Carrie Lam, Chief Executive of Hong Kong Special Administrative Region (SAR) of the People’s Republic of China, on 29 November 2019. This cooperation aims to promote competitiveness of local intermediaries

Kuala Lumpur, 22 February 2017 ? Four ASEAN audit regulators and Big-Four  audit firms in the region have collectively agreed on a measurable goal to improve audit quality. This initiative was

region. Bond issuers will be enabled to raise funds through multi-jurisdictional offerings to non-retail investors with a standard filing form prepared in English language. Rapee Sucharitakul, SEC

Capital Rule (Section 97) |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Major Shareholders | - |- Approval & Qualifications (Section 90, 91) |- Audit Committee (Section 89