derivatives trading activities after having accessed the EY information system which contained clients’ audited, but yet to be disclosed, draft financial statements under responsibility of the audit group under

the “Group”) for the second quarter ended 30 June 2019 which had been reviewed by the independent auditor as follows: Consolidated financial statements The Group reported profit attributable to owners

) financial prudence An intermediary shall maintain substantial and adequate financial resources continuously; (5) market conduct An intermediary shall undertake business in keeping with proper standards of

diligence; 2 (3) management and control An intermediary shall take reasonable care to organise and control its affairs responsibly and effectively, with adequate risk management systems; (4) financial

control An intermediary shall take reasonable care to organise and control its affairs responsibly and effectively, with adequate risk management systems; (4) financial prudence An intermediary shall

Ref. APURE 004/2020 February 21, 2020 Subject : Financial Position and Operating Performance of year 2019 Attention : The Director and President of the Stock Exchange of Thailand Financial Position

Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Business Operators Mutual Fund Registered Person Cross-border

ongoing international political tensions and financial market fluctuations stemming from major shifts in monetary policies, Thailand's economy has demonstrated resilience and improvement. This includes

substitutes of or additions from loans from financial institutions. Most of the bonds are credible to invest in, called investment grade, yet there are some that are not as credible, called non-investment

15.90 million baht compare to 17.04 million baht, decrease by 1.14 million or 6.69% decreased because the company had adjust the organization to be more compact and more cost saving. 6. Financial cost For